Neil Joseph Auricchio

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2015-08-17

NJ RA
APPROVED

Since 2015-08-17

Branch Locations

Lawrenceville, NJ • United States

1100-1800 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	01/2004	Present

01/2004 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Other Businesses

I*2056326, Entity Type Entity For Profit,Entity Publicly Traded, Name of OBA: Netflix Productions, LLC Address: UnknownNew Jersey00000 Investment Related: No Position, Title, Association: Other Employee Start Date:10/23/2024 No Hours: 12 yearly No Hours during trading:0 Duties: background/extra

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-08-11

S66 Uniform Combined State Law Examination

2015-08-11

Other Names

Neil J Auricchio
Neil Auricchio
Neil Auricchio
Neil J Auricchio
Neil J Auricchio

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