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Chris Corona

Wells Fargo Advisors Financial Network, LLC

Scottsdale, AZ

Reno, NV

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-02-14
AZ RA APPROVED 2024-02-05
CA RA APPROVED 2024-02-02
TX RA APPROVED 2024-02-02
  • NV RA
    APPROVED
    Since 2024-02-14
  • AZ RA
    APPROVED
    Since 2024-02-05
  • CA RA
    APPROVED
    Since 2024-02-02
  • TX RA
    APPROVED
    Since 2024-02-02

Branch Locations

15169 N Scottsdale Road Suite C340-350 [Satellite], Scottsdale, AZ 85254 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Luis Obispo CA 05/2016 11/2016
Wells Fargo Clearing Services, Llc San Luis Obispo CA 11/2016 02/2024
Wells Fargo Advisors Financial Network, Llc San Luis Obispo CA 02/2024 Present
Previous Registrations
  • 2016-05-16 → 2024-02-02
    Wells Fargo Clearing Services, Llc
    San Luis Obispo, CA
    Scottsdale, AZ
    Phoenix, AZ
    San Luis Obispo, CA
  • 2009-06-01 → 2016-06-13
    Morgan Stanley
    San Luis Obispo, CA
  • 2009-04-14 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Luis Obispo, CA
  • 2001-05-15 → 2009-04-22
    Wells Fargo Investments, Llc
    San Luis Obispo, CA
    Santa Maria, CA
    San Luis Obispo, CA
    San Luis Obispo, CA
Other Businesses

VERITA AZ LLC, NOT INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP, START DATE: 2/5/24, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-09
S63 Uniform Securities Agent State Law Examination 1994-09-20
  • S65 Uniform Investment Adviser Law Examination
    1998-03-09
  • S63 Uniform Securities Agent State Law Examination
    1994-09-20
Other Names
  • Chris Mathew Corona
  • Chris M Corona

View on SEC IAPD

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