Michael Myles Franklin

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-20

TX RA
APPROVED

Since 2025-02-20

Branch Locations

Huntsville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Concourse Financial Group Securities Inc	Huntsville	TX	10/1996	02/2025
(Dba) Franklin Wealth Management	Huntsville	TX	01/1995	Present
Cetera Wealth Services, Llc	Huntsville	TX	02/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	02/2025	Present

10/1996 → 02/2025

Concourse Financial Group Securities Inc

Huntsville, TX
01/1995 → Present

(Dba) Franklin Wealth Management

Huntsville, TX
02/2025 → Present

Cetera Wealth Services, Llc

Huntsville, TX
02/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

1996-10-11 → 2025-02-20

Concourse Financial Group Securities, Inc.

Huntsville, TX

Dickinson, TX

Birmingham, AL

Other Businesses

(dba) FRANKLIN WEALTH MANAGEMENT; Investment related; Huntsville, TX; Insurance; Owner/Agent; Start Date 01/1995; 40 Hours per month with most 40 hours per month occurring during trading hours; Provide insurance products and services to clients.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-13
S63	Uniform Securities Agent State Law Examination	1994-11-29

S65 Uniform Investment Adviser Law Examination

1997-01-13
S63 Uniform Securities Agent State Law Examination

1994-11-29

Other Names

Mike Franklin

View on SEC IAPD