Inactive

Ajay Kaisth

Princeton Jct, NJ

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Current Employers

Kai Advisors

Princeton Jct, NJ • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-17
NJ	RA	APPROVED	2010-03-31

NY RA
APPROVED

Since 2021-09-17
NJ RA
APPROVED

Since 2010-03-31

Branch Locations

Princeton Jct, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kai Advisors, Llc	Princeton Junction	NJ	03/2010	Present

03/2010 → Present

Kai Advisors, Llc

Princeton Junction, NJ

Previous Registrations

2009-12-22 → 2010-03-23

Icici Investment Advisors
2006-03-07 → 2008-08-15

Kai Advisors

Princeton Jct, NJ

Princeton Jct, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-09-27
S63	Uniform Securities Agent State Law Examination	1995-12-08

S65 Uniform Investment Adviser Law Examination

2005-09-27
S63 Uniform Securities Agent State Law Examination

1995-12-08

Designations

View on SEC IAPD

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