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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-29 |
| WI | RA | APPROVED | 2026-06-29 |
Branch Locations
N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Burlington | WI | 09/2020 | 05/2024 |
| Fidelity Investments | Brookfield | WI | 05/2024 | 06/2026 |
| Bank Of America, N.A. | Burlington | WI | 12/2020 | 05/2024 |
| Bmo Harris Financial Advisors, Inc. | Milwaukee | WI | 09/2014 | 07/2017 |
| Bmo Harris Financial Advisors, Inc. | Waukesha | WI | 07/2017 | 09/2020 |
| Fidelity Investments | Boston | MA | 03/2025 | 06/2026 |
| Robert W. Baird & Co. Incorporated | Waukesha | WI | 06/2026 | Present |
OBA-109557|OrgNmn:St Charles Church|Org Addr:Burlington,Wisconsin,US|OBA Nature:Church Pianist|Invst Rel:N|Title:Employee|Duties:Play piano for church|StrtDt:|TotHrs/mon:6|TrdHrs/mon:1|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-02 |
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