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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-01-06
  • NJ RA
    APPROVED
    Since 2015-01-06

Branch Locations

New York, NY • United States

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Private Bank New York NY 02/2007 Present
  • 02/2007 → Present
    Hsbc Private Bank
    New York, NY
Other Businesses

1. The name of the other business: 229 E. 28th St. Corporation 2. Whether the business is investment-related: No 3. The address of the other business: 229 E. 28th St. New York, NY 10016 4. The nature of the other business Co-op apartment building consisting of 82 apartments 5. Your position: Board member 6. Title: Treasurer 7. Relationship with the other business: I am a co-op unit owner in the building 8. The start date of your relationship: September 2016 9. The approximate number of hours/month you devote to the other business: 3 hours a month 10. The number of hours you devote to the other business during securities trading hours: Minimal - about 5 minutes to respond to emails once a week 11. Briefly describe your duties relating to the other business: Reviewing the financials of the building, approving the budget, interviewing potential buyers, approving building projects, sales, house rules, renovations, etc. ======================================================================== 1. The name of the other business: Akshay for Assembly 2. Whether the business is investment-related: No 3. The address of the other business: 229 E. 28th St. Apt 6A, New York, NY 10016 4. The nature of the other business: Akshay Vaishampayan ran as a Democratic candidate in the New York primary elections to represent District 74 in New York City 5. Your position: Treasurer 6. Title: Campaign Volunteer 7. Relationship with the other business: Akshay Vaishampayan is a fellow board member on the co-op we live as well as a neighbor. 8. The start date of your relationship: June 2018 - September 2018 (campaign has been terminated) 9. The approximate number of hours/month you devote to the other business: 5 hours a month 10. The number of hours you devote to the other business during securities trading hours: None 11. Briefly describe your duties relating to the other business: Periodic filing of campaign expenses and contributions with New York Board of Election; street canvassing and telephone canvassing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-09
  • S66 Uniform Combined State Law Examination
    2015-03-09
Designations

View on SEC IAPD

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