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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-10-06 |
| TX | RA | APPROVED_RES | 2022-10-05 |
Branch Locations
254 Moulton Street Suite 200, Decatur, AL 35601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Decatur | AL | 02/2013 | 10/2022 |
| Lpl Financial Llc | Decatur | AL | 10/2022 | Present |
1) 5/2022- The Albany Group- DBA for LPL Business (entity for LPL business)- inv. related- Decatur, AL 2) 5/2022- The Albany Group, LLC- Business Entity For Tax/Investment Purposes Only- member- non-inv. related- Decatur, AL 3) 5/2022- Real Estate Rental- owner- inv. related- 429 Harper Ave #15 Auburn AL 36830- start date 1/2021- 1hr/mth 4) 01/20/2026 - JBPT Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/04/2022 - 160 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-14 |
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