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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-15 |
| TX | RA | APPROVED | 2023-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Eagan | MN | 08/2015 | 05/2020 |
| Securities America, Inc. | Frisco | TX | 05/2020 | 08/2023 |
| Securities America Advisors | Frisco | TX | 05/2020 | 08/2023 |
| Lpl Financial Llc | Frisco | TX | 08/2023 | Present |
1) 04/18/2023 - SAMUEL DAVID, INC - Business Entity For Tax/Investment Purposes Only - S-corp that I use to file my taxes - Non investment related - 1 Hour per month - Start date: 09/01/2002. 2) 04/18/2023 - J & S Partners, Inc - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 04/18/2023 - Non-Variable Insurance - Selling: TERM, WHOLE LIFE, UL - RUCHOICE FINANCIAL, PDI FINANCIAL - TX 75034 - Investment related - 10 Hours per month - Start date: 09/01/2001. 4) 04/18/2023 - KV BRISEIS LLC - Business Entity For Tax/Investment Purposes Only - FAMILY'S FRENCH BAKERY - TX 75034 - Non investment related - 4 Hours per month - Start date: 08/15/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-11 |
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