Craig Allen Hottell

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-03-06

TX RA
APPROVED

Since 2009-03-06

Branch Locations

800 North Shoreline Blvd. Suite 160 North Tower, Corpus Christi, TX 78401 • United States

Promenade One 17802 Ih 10 W Suite 210, San Antonio, TX 78257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Corpus Christi	TX	03/2009	Present

03/2009 → Present

Ubs Financial Services Inc

Corpus Christi, TX

Previous Registrations

2002-01-25 → 2009-04-01

Citigroup Global Markets Inc.

San Antonio, TX

Corpus Christi, TX

Corpus Christi, TX

Other Businesses

New Life Refuge Ministries; Charity; Education, refuge and partnerships; Member of Board of directors; Public Outreach. Help with finance committee; PO Box 9157, Corpus Christi, TX; Start date: 2021-09-16

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-12-17
S63	Uniform Securities Agent State Law Examination	1994-10-21

S65 Uniform Investment Adviser Law Examination

1994-12-17
S63 Uniform Securities Agent State Law Examination

1994-10-21

View on SEC IAPD