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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-08 |
| CA | RA | APPROVED | 2008-12-08 |
Branch Locations
10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; LAS VEGAS, NV; 100% OWNERSHIP; START 5/01/2013; 3 HOURS DEVOTED PER MONTH; NOT DURING TRADING HOURS. KENSINGTON PLACE HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; NORTH HILLS,CA; PRESIDENT; START DATE 01/01/2021; NUMBER OF HOURS PER MONTH 6; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS IMPROVEMENTS, LAWS OF HOA, MANAGEMENT, AND FINANCIALS OF HOA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-08 |
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