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Wilber Dalton Geiger

Wells Fargo Clearing Services, LLC

Sarasota, FL

Lakewood Ranch, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-06-11
TX RA APPROVED 2019-06-10
  • FL RA
    APPROVED
    Since 2019-06-11
  • TX RA
    APPROVED
    Since 2019-06-10

Branch Locations

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

8410 Market St 1St Floor, Lakewood Ranch, FL 34202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Bradenton FL 06/2009 06/2019
Morgan Stanley Private Bank, N.A. New York NY 01/2015 06/2019
Wells Fargo Clearing Services, Llc Sarasota FL 06/2019 Present
  • 06/2009 → 06/2019
    Morgan Stanley Smith Barney Llc
    Bradenton, FL
  • 01/2015 → 06/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2019 → Present
    Wells Fargo Clearing Services, Llc
    Sarasota, FL
Previous Registrations
Other Businesses

JWGEIGER LLC, INV RELATED, BRADENTON, FL, 50% OWNERSHIP, START 3/15/2021, 2 HOURS PER MONTH, ZERO DURING TRADING, TO HOLD INVESTMENT PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-28
S63 Uniform Securities Agent State Law Examination 1995-02-14
  • S65 Uniform Investment Adviser Law Examination
    1995-02-28
  • S63 Uniform Securities Agent State Law Examination
    1995-02-14

View on SEC IAPD

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