Roger Farrell Leibowitz

Current Employers

Cl Wealth Management Llc

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-24
VA	RA	APPROVED	2011-11-03

TX RA
APPROVED_RES

Since 2022-02-24
VA RA
APPROVED

Since 2011-11-03

Branch Locations

425 N. Martingale Rd. Suite 1220, Schaumburg, IL 60173 • United States

675 Town Square Blvd. Suite 200, Garland, TX 75040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cl Wealth Management	New York	NY	10/2013	Present
Cabot Lodge Securities Llc	New York	NY	10/2013	02/2020
Cabot Lodge Securities Llc	New York	NY	02/2020	Present
World Equity Group Inc.	Arlington Heights	IL	05/2021	Present

10/2013 → Present

Cl Wealth Management

New York, NY
10/2013 → 02/2020

Cabot Lodge Securities Llc

New York, NY
02/2020 → Present

Cabot Lodge Securities Llc

New York, NY
05/2021 → Present

World Equity Group Inc.

Arlington Heights, IL

Previous Registrations

2006-05-24 → 2009-12-31

Cl Wealth Management Llc

Schaumburg, IL

Other Businesses

Morris Brown College Foundation Advisory Board, Not Investment related, 643 Martin Luther King Jr NW, Atlanta, GA 39314, Nature: Provide input as occasionally requested into decisions of the Morris Brown College Foundation, Member Posn. Start Date: 04/01/22; approximate number of hours/month devoted to the OBA: 1 and Zero hours during trading hours. Attend occasional virtual meetings of the Advisory Board

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-12

S66 Uniform Combined State Law Examination

2006-05-12

View on SEC IAPD