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Las Vegas, NV • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-25 |
| NV | RA | APPROVED | 2025-11-25 |
| TX | RA | APPROVED | 2014-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Octavia Investments Llc | Las Vegas | NV | 04/2013 | Present |
In general, provide strategic consulting services as well as business due diligence services on a contract basis primarily to companies. These services are not investment related. Since September 2019 through the present, have been retained as a consultant to provide Origin Material's (an industrial materials company located at 930 Riverside Pkwy, Ste 10, West Sacramento, CA, USA) executive management team with strategic advice regarding capital structure and financial budgeting. This consulting engagement requires approximately 20 hours per month and is generally performed outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-20 |
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