Eric Douglas Kaufman

Current Employers

Employment History

• 07/2007 → 07/2022
  Lockton Investment Advisors, Llc
  Kansas City, MO
• 07/2008 → 07/2022
  Lockton Financial Advisors, Llc
  Kansas City, MO
• 01/2005 → 07/2022
  Lockton Companies, Llc
  Los Angeles, CA
• 09/2022 → Present
  Alliant Retirement Consulting
  Los Angeles, CA
• 06/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2022 → Present
  Alliant Insurance Services
  Los Angeles, CA

Previous Registrations

• 2007-07-27 → 2022-08-17
  Lockton Investment Advisors, Llc
  Lod Angeles, CA
  Los Angeles, CA
  Overland Park, KS

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 05/1993 APX NUMBER OF HOURS PER WEEK: 1.5 APX NUMBER OF HOURS DURING TRADING HOURS: 1.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG-TERM CARE 2.NAME OF OTHER BUSINESS: ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: SVP/INVESTMENT ADVISOR REPRESENTATIVE START DATE: 09/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY SERVICES 3. NAME OF OTHER BUSINESS: ALLIANT INSURANCE SERVICES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE 09/2022 POSITION/TITLE/RELATIONSHIP: SVP APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: BROKER AND CONSULTING ON EMPLOYER SPONSORED BENEFIT PLANS

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-11
• S63 Uniform Securities Agent State Law Examination
  1994-12-08