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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2010-01-22 |
Branch Locations
777 E. Wisconsin Avenue, Milwaukee, WI 53202 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Milwaukee | WI | 02/2008 | Present |
CATHOLIC MEMORIAL HIGH SCHOOL 601 EAST COLLEGE AVENUE WAUKESHA, WI IT IS A SECONDARY EDUCATION FACILITY, NOT AN INVESTMENT RELATED BUSINESS. I AM AN INVESTMENT COMMITTEE MEMBER, AND HAVE BEEN SINCE SEPTEMBER 2007. THIS TAKES ABOUT 0-5 HOURS PER QUARTER. GENERALLY, THAT TIME IS NOT DURING SECURITIES TRADING HOURS. MY ROLE IS TO ASSIST WITH THE INVESTMENT POLICY AND THE OVERSIGHT OF THE SCHOOL'S ENDOWMENT FUND.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-21 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-04 |
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