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Christine Lombardi

Ubs Financial Services Inc.

Weehawken, NJ

Weehawken, NJ

Middletown, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2006-10-12
  • NJ RA
    APPROVED
    Since 2006-10-12

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

1200 Harbor Blvd, Weehawken, NJ 07086 • United States

Middletown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 10/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-10
S65 Uniform Investment Adviser Law Examination 2001-07-19
  • S66 Uniform Combined State Law Examination
    2006-10-10
  • S65 Uniform Investment Adviser Law Examination
    2001-07-19
Other Names
  • Christine Erica Wilkens
  • Christine Erica Lombardi
  • Christine Wilkens Lombardi

View on SEC IAPD

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