Robert David Steinhorn

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-01-29

CA RA
APPROVED

Since 2008-01-29

Branch Locations

Alamo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Steinhorn Consulting	Walnut Creek	CA	01/1979	Present
Royal Alliance Associates, Inc.	Oakland	CA	08/1994	Present

01/1979 → Present

Steinhorn Consulting

Walnut Creek, CA
08/1994 → Present

Royal Alliance Associates, Inc.

Oakland, CA

Previous Registrations

2003-07-08 → 2009-09-17

Sterling Financial Services, Inc.

Walnut Creek, CA

Other Businesses

1. STEINHORN CONSULTING POSITION: CEO NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1979 ADDRESS: 230 Childers Ct, Alamo CA 94507, United States DESCRIPTION: I provide consultation on pros and cons of selecting a defined contribution vs. defined benefit retirement.Services do not include the adoption, termination, or administration of such plans. 2. ROBERT D. STEINHORN POSITION: Life Agent NATURE: Insurance: Life Agent licensed by California INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/12/1994 ADDRESS: 230 Childers Ct, Alamo CA 94507, United States DESCRIPTION: None other than keeping license active by paying renewal fee and completing continuing education requirements.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-09-06
S63	Uniform Securities Agent State Law Examination	1994-10-28

S65 Uniform Investment Adviser Law Examination

1995-09-06
S63 Uniform Securities Agent State Law Examination

1994-10-28

View on SEC IAPD