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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-26
MI RA APPROVED 2012-02-24
  • FL RA
    APPROVED
    Since 2024-12-26
  • MI RA
    APPROVED
    Since 2012-02-24

Branch Locations

5122 Cascade Road 1St Floor, Grand Rapids, MI 49546 • United States

Grand Rapids, MI • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Grand Rapids MI 02/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 02/2012 → Present
    Morgan Stanley Smith Barney
    Grand Rapids, MI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. St. Cecilia Music Center; Not Investment related; Grand Rapids, MI; Music Education and Performance; Member of finance committee and chair of investment committee (proprietor, partner, officer, director, employee, trustee, agent); Mar 2005; During business hours: 0; After business hours: 1; Review of financial budget, income, expenses, forecasts, and items related to the financial aspects of the non-profit. Chair of the investment committee. Schedule the committee meetings, set the agenda, and lead the meetings. * 184518- Frederik Meijer Gardens & Sculpture Foundation; Not Investment related; Grand Rapids, MI; Art/Culture; Board Member:Investment Committee(proprietor, partner, officer, director, employee, trustee, agent); Jan 2014; During business hours: 0; After business hours: 5; Fundraising, Investment Decisions/Advice *485426 - Trust ; Investment related - Yes; Grand Rapids, Michigan; 02/2022; During business hours: 0; After business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-15
S63 Uniform Securities Agent State Law Examination 1994-09-30
  • S65 Uniform Investment Adviser Law Examination
    2002-10-15
  • S63 Uniform Securities Agent State Law Examination
    1994-09-30
Designations

View on SEC IAPD

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