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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-12-26 |
| MI | RA | APPROVED | 2012-02-24 |
Branch Locations
5122 Cascade Road 1St Floor, Grand Rapids, MI 49546 • United States
Grand Rapids, MI • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Grand Rapids | MI | 02/2012 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. St. Cecilia Music Center; Not Investment related; Grand Rapids, MI; Music Education and Performance; Member of finance committee and chair of investment committee (proprietor, partner, officer, director, employee, trustee, agent); Mar 2005; During business hours: 0; After business hours: 1; Review of financial budget, income, expenses, forecasts, and items related to the financial aspects of the non-profit. Chair of the investment committee. Schedule the committee meetings, set the agenda, and lead the meetings. * 184518- Frederik Meijer Gardens & Sculpture Foundation; Not Investment related; Grand Rapids, MI; Art/Culture; Board Member:Investment Committee(proprietor, partner, officer, director, employee, trustee, agent); Jan 2014; During business hours: 0; After business hours: 5; Fundraising, Investment Decisions/Advice *485426 - Trust ; Investment related - Yes; Grand Rapids, Michigan; 02/2022; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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