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Santa Monica, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-21 |
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2020-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Enlightened Wealth Management Llc | Santa Monica | CA | 06/2015 | 03/2018 |
| Advice Period Llc | Los Angeles | CA | 03/2018 | 05/2020 |
| Five Oceans Advisors | Santa Monica | CA | 05/2020 | 06/2021 |
| Five Oceans Advisors | Santa Monica | CA | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-26 |
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