Troy M Broadbent

J.P. Morgan Securities LLC

Claim This Profile

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-05-23
TX	RA	APPROVED	2024-05-23

MD RA
APPROVED

Since 2024-05-23
TX RA
APPROVED

Since 2024-05-23

Branch Locations

6336 York Rd, Baltimore, MD 21212 • United States

5115 Roland Ave, Ste A, Baltimore, MD 21210 • United States

3222 Saint Paul St, Baltimore, MD 21218 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Pittsburgh	PA	10/2013	05/2018
E*Trade Securities Llc	Washington	DC	05/2018	09/2023
E*Trade Financial Corp	Washington	DC	05/2018	01/2023
Morgan Stanley	Washington	DC	01/2023	10/2023
Kestra Investment Services, Llc	Timonium	MD	10/2023	02/2024
Kestra Advisory Services, Llc	Timonium	MD	10/2023	02/2024
Jlb Wealth Management Group	Timonium	MD	10/2023	02/2024
J.P. Morgan Securities Llc	Baltimore	MD	05/2024	Present
Jpmorgan Chase Bank, N.A.	Baltimore	MD	05/2024	Present
Harrisdirect Llc	Washington	DC	05/2018	09/2023
Morgan Stanley Bank Na	Washington	MD	05/2018	10/2023
Unemployed	Ellicott City	MD	03/2024	04/2024

10/2013 → 05/2018

Pnc Investments

Pittsburgh, PA
05/2018 → 09/2023

E*Trade Securities Llc

Washington, DC
05/2018 → 01/2023

E*Trade Financial Corp

Washington, DC
01/2023 → 10/2023

Morgan Stanley

Washington, DC
10/2023 → 02/2024

Kestra Investment Services, Llc

Timonium, MD
10/2023 → 02/2024

Kestra Advisory Services, Llc

Timonium, MD
10/2023 → 02/2024

Jlb Wealth Management Group

Timonium, MD
05/2024 → Present

J.P. Morgan Securities Llc

Baltimore, MD
05/2024 → Present

Jpmorgan Chase Bank, N.A.

Baltimore, MD
05/2018 → 09/2023

Harrisdirect Llc

Washington, DC
05/2018 → 10/2023

Morgan Stanley Bank Na

Washington, MD
03/2024 → 04/2024

Unemployed

Ellicott City, MD

Previous Registrations

2023-10-27 → 2024-02-08

Kestra Advisory Services, Llc

Timonium, MD

Austin, TX
2023-09-05 → 2023-10-20

Morgan Stanley

Washington, DC
2018-05-23 → 2023-09-05

Harrisdirect Llc

Washington, DC

Arlington, VA

Washington, DC
2013-10-09 → 2018-05-08

Pnc Wealth Management Llc

Catonsville, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Pikesville, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Reistertown, MD

Reisterstown, MD

Baltimore, MD

Baltimore, MD

Dundalk, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Reistertown, MD

Baltimore, MD

Catonsville, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Reisterstown, MD
2011-05-03 → 2013-10-03

Truist Investment Services, Inc.

Baltimore, MD

Hunt Valley, MD

Cockeysville, MD

Phoenix, MD

Parkville, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD
2005-08-01 → 2011-05-02

M&T Securities, Inc.

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Towson, MD

Timonium, MD

Towson, MD

Timonium, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Cheektowaga, NY

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-07-29
S63	Uniform Securities Agent State Law Examination	1994-09-16

S65 Uniform Investment Adviser Law Examination

2005-07-29
S63 Uniform Securities Agent State Law Examination

1994-09-16

Other Names

Troy Broadbent
Troy M Broadbent
Troy Martin Broadbent

View on SEC IAPD

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