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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-09-19
MN RA APPROVED 2013-11-19
TX RA APPROVED_RES 2012-10-22
  • NH RA
    APPROVED
    Since 2025-09-19
  • MN RA
    APPROVED
    Since 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2012-10-22

Branch Locations

8300 Norman Center Dr, Bloomington, MN 55437 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington MN 08/2007 Present
Bank Of America, N.A. Bloomington MN 12/2009 Present
Other Businesses

I*3834274 Entity Type: N/A Name of OBA: ASHER NISKA MANHARD TOD BENEFICIARIES ON FILE = A N M TOD BENEFICIARIES ON FILE Address: Chanhassen, MN, 55317 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/25/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Child/Grandchild

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-21
S63 Uniform Securities Agent State Law Examination 1994-09-16
  • S65 Uniform Investment Adviser Law Examination
    1994-09-21
  • S63 Uniform Securities Agent State Law Examination
    1994-09-16
Other Names
  • Danielle Marie Johnson
  • Niska Johnson

View on SEC IAPD

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