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1720 Windward Concourse Suite 115, Alpharetta, GA 30005 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2019-07-24 |
Branch Locations
Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 04/2015 | 06/2019 |
| First Southern, Llc | Guaynabo | PR | 06/2019 | Present |
| Fsam Llc | Guaynabo | PR | 06/2019 | Present |
1) DBA: OVERTURE INC. - 644 FERNANDEZ JUNCOS AVE., SUITE 301 SAN JUAN, PR 00907; FINANCIAL SERVICES; INVESTMENT RELATED; SENIOR PARTNER; FINANCIAL SALES; 80% OF TIME SPENT 2) AOM DIGITAL, SPORT & ENTERTAINMENT MARKETING - MC LEARY 1800 PH1, SAN JUAN, PR 00911; MARKETING FOR BUSINESS OWNERS, ARTISTS, ATHLETES; PARTNER; NOT INVESTMENT RELATED; PARTNER; CONSULTING; 10% OF TIME SPENT 2) Naven Investment Group, First Floor, 1506 Ponce de Leon Ave. San Juan PR 00907, Business is investment related, started 4/2020, Title: Investment Advisor, Nature of business: Private equity fund/Venture Capital by the act 185-2014 PR law, Devote 16 hours/month, duties oversee the investment in the portfolio meet the requirements by law.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-10 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-02 |
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