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Hector A Martinez

Fsam LLC

Guaynabo, PR

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Current Employers
Fsam Llc

1720 Windward Concourse Suite 115, Alpharetta, GA 30005 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2019-07-24
  • PR RA
    APPROVED
    Since 2019-07-24

Branch Locations

Gam Tower 2 Tabonuco Street, Suite 200, Guaynabo, PR 00968 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 04/2015 06/2019
First Southern, Llc Guaynabo PR 06/2019 Present
Fsam Llc Guaynabo PR 06/2019 Present
  • 04/2015 → 06/2019
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 06/2019 → Present
    First Southern, Llc
    Guaynabo, PR
  • 06/2019 → Present
    Guaynabo, PR
Previous Registrations
Other Businesses

1) DBA: OVERTURE INC. - 644 FERNANDEZ JUNCOS AVE., SUITE 301 SAN JUAN, PR 00907; FINANCIAL SERVICES; INVESTMENT RELATED; SENIOR PARTNER; FINANCIAL SALES; 80% OF TIME SPENT 2) AOM DIGITAL, SPORT & ENTERTAINMENT MARKETING - MC LEARY 1800 PH1, SAN JUAN, PR 00911; MARKETING FOR BUSINESS OWNERS, ARTISTS, ATHLETES; PARTNER; NOT INVESTMENT RELATED; PARTNER; CONSULTING; 10% OF TIME SPENT 2) Naven Investment Group, First Floor, 1506 Ponce de Leon Ave. San Juan PR 00907, Business is investment related, started 4/2020, Title: Investment Advisor, Nature of business: Private equity fund/Venture Capital by the act 185-2014 PR law, Devote 16 hours/month, duties oversee the investment in the portfolio meet the requirements by law.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-10
S65 Uniform Investment Adviser Law Examination 1999-06-02
  • S63 Uniform Securities Agent State Law Examination
    2000-03-10
  • S65 Uniform Investment Adviser Law Examination
    1999-06-02
Other Names
  • Tito Martinezlopez
  • Hector A Martinez
  • Hector Adolfo Martinez Lopez
  • Hector A Martinezlopez
  • Hector A Martinez Lopez

View on SEC IAPD

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