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Patrick Joseph Darcy

Ubs Financial Services Inc.

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-11-09
  • NJ RA
    APPROVED
    Since 2010-11-09

Branch Locations

1000 Harbor Blvd 3Rd Floor, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 10/2010 Present
Previous Registrations
  • 2008-07-07 → 2009-09-21
    Securian Financial Services, Inc.
    Parsippany, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-17
S63 Uniform Securities Agent State Law Examination 1994-12-07
  • S66 Uniform Combined State Law Examination
    2008-06-17
  • S63 Uniform Securities Agent State Law Examination
    1994-12-07

View on SEC IAPD

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