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William Thomas Lewis

Morgan Stanley

Westport, CT

Vero Beach, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-10
FL RA APPROVED 2021-09-07
CT RA APPROVED 2021-09-03
  • TX RA
    APPROVED_RES
    Since 2025-09-10
  • FL RA
    APPROVED
    Since 2021-09-07
  • CT RA
    APPROVED
    Since 2021-09-03

Branch Locations

500 Post Road East 3Rd Floor, Westport, CT 06880 • United States

3525 Ocean Drive, Vero Beach, FL 32963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Stamford CT 09/2012 09/2021
Morgan Stanley Smith Barney Llc Vero Beach FL 09/2021 Present
Morgan Stanley Private Bank, N.A New York NY 11/2021 Present
  • 09/2012 → 09/2021
    Ubs Financial Services Inc.
    Stamford, CT
  • 09/2021 → Present
    Morgan Stanley Smith Barney Llc
    Vero Beach, FL
  • 11/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-09
S63 Uniform Securities Agent State Law Examination 1994-10-19
  • S66 Uniform Combined State Law Examination
    2012-10-09
  • S63 Uniform Securities Agent State Law Examination
    1994-10-19
Other Names
  • Billy Lewis
  • William T Lewis
  • William Thomas Lewis

View on SEC IAPD

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Other Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT
WELLS FARGO CLEARING SERVICES, LLC · WESTPORT, CT

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