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Rodrigo Gerardo De La Garza

Summa Corp.

Tomball, TX

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Current Employers
Summa Corp.

25219 Kuykendahl Rd Suite 260, Tomball, TX 77375 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-06
  • TX RA
    APPROVED
    Since 2019-06-06

Branch Locations

25219 Kuykendahl Rd Suite 260, Tomball, TX 77375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lba Advisors Llc New York NY 05/2012 06/2020
Laradorbecker Securities Corporation The Woodlands TX 09/2013 12/2016
Insight Securities Inc. Highland Park IL 01/2017 10/2019
Summa Corp. Tomball TX 05/2019 02/2020
Investment Placement Group San Diego CA 10/2019 Present
Summa Corp. Tomball TX 02/2020 Present
  • 05/2012 → 06/2020
    Lba Advisors Llc
    New York, NY
  • 09/2013 → 12/2016
    Laradorbecker Securities Corporation
    The Woodlands, TX
  • 01/2017 → 10/2019
    Insight Securities Inc.
    Highland Park, IL
  • 05/2019 → 02/2020
    Tomball, TX
  • 10/2019 → Present
    Investment Placement Group
    San Diego, CA
  • 02/2020 → Present
    Tomball, TX
Previous Registrations
  • 2013-04-09 → 2020-05-28
    Lba Advisors Llc
    Tomball, TX
Other Businesses

1) Passive investment in Masters Destillers, LLC, Ft. Lauderdale, FL. 33308 - production, distribution and marketing of Salvador Mezcal. 2) SUMMA CORP; INVESTMENT-RELATED; INVESTMENT ADVISOR REPRESENTATIVE AND DIRECTOR/SECRETARY; 25219 KUYKENDAHL RD., SUITE 260; TOMBALL, TX 77375; SEC RIA; 06/06/2019; 100 HRS/MO; 80/MO DURING TRADING HRS. 3) INVESTMENT PLACEMENT GROUP; INVESTMENT-RELATED; 350 10TH AVE., SUITE 1150, SAN DIEGO, CA 92101; BROKER-DEALER; REGISTERED REPRESENTATIVE; 10/16/2019; 80 HRS/MO; 60 HRS/MO DURING TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-26
S63 Uniform Securities Agent State Law Examination 1994-11-11
  • S66 Uniform Combined State Law Examination
    2012-01-26
  • S63 Uniform Securities Agent State Law Examination
    1994-11-11
Other Names
  • Rodrigo Gerardo Delagarza

View on SEC IAPD

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