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Joshua Steven Fishman

Fisher Investments

Corte Madera, CA

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-13
TX RA APPROVED_RES 2023-09-13
  • CA RA
    APPROVED
    Since 2023-09-13
  • TX RA
    APPROVED_RES
    Since 2023-09-13

Branch Locations

Corte Madera, CA • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Personal Capital Advisors Corporation San Francisco CA 11/2012 08/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2023 08/2023
Fisher Investments Plano TX 09/2023 Present
Previous Registrations
  • 2023-04-03 → 2023-09-05
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 2012-11-21 → 2023-04-03
    Personal Capital Advisors Corporation
    Greenwood Village, CO
  • 2012-09-12 → 2012-11-09
    Fisher Investments
    San Mateo, CA
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-11
S63 Uniform Securities Agent State Law Examination 2011-01-24
  • S65 Uniform Investment Adviser Law Examination
    2012-09-11
  • S63 Uniform Securities Agent State Law Examination
    2011-01-24
Other Names
  • Josh Steven Fishman

View on SEC IAPD

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