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7367 E. Tanque Verde Rd, Tucson, AZ 85715-3475 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-12-10 |
Branch Locations
7367 E. Tanque Verde Rd, Tucson, AZ 85715-3475 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc. | Anaheim | CA | 08/2009 | 04/2019 |
| Securities America, Inc. | Columbia | MO | 04/2019 | 06/2024 |
| Arbor Point Advisors | Columbia | MO | 04/2019 | 11/2024 |
| Securities America Advisors | Columbia | MO | 04/2019 | 06/2024 |
| Osaic Wealth, Inc. | Columbia | MO | 06/2024 | 12/2024 |
| Osaic Wealth, Inc. | Columbia | MO | 06/2024 | 12/2024 |
| Osaic Advisory Services, Llc | Atlanta | GA | 11/2024 | 12/2024 |
| Sem Wealth Management | New Kent | VA | 12/2024 | Present |
HIGHLAND CAPITAL Position: Agent Nature: Insurance Sales Investment Related: Yes Hours: 10 Securities Trading Hours: 10 Start Date: 5/1/2019 Address: 4816 KENORA DR, Columbia MO 65201 BUSINESS NETWORKING INTERNATIONAL POSITION: member NATURE: Referral network, BNI INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 6 START DATE: 05/07/2020 ADDRESS: 11525 N Community House Rd #475, Charlotte NC 28277 DESCRIPTION: Local referral network made up of local businesses sharing sales ideas and referrals
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-16 |
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