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Current Employers
Ritholtz Wealth Management

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-19
  • NY RA
    APPROVED
    Since 2021-03-19

Branch Locations

Stony Brook, NY • United States

24 West 40Th Street 15Th Floor, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ritholtz Wealth Management New York NY 11/2015 Present
Other Businesses

A TeachableMoment/Teacher Money Matters; investment-related; Writer and blogger; 10/2013; 5 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-17
  • S65 Uniform Investment Adviser Law Examination
    2005-12-17

View on SEC IAPD

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