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Gary Stuart Hess

Baldwin Investment Management, LLC

West Conshohocken, PA

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Current Employers
Baldwin Investment Management, Llc

1001 Conshohocken State Road Suite 1-202, West Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-04-17
  • PA RA
    APPROVED
    Since 2018-04-17

Branch Locations

1001 Conshohocken State Road Suite 1-202, West Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rkm Advisors, Inc. West Chester PA 09/2012 12/2016
Baldwin Investment Management Conshohoken PA 01/2017 Present
  • 09/2012 → 12/2016
    Rkm Advisors, Inc.
    West Chester, PA
  • 01/2017 → Present
    Baldwin Investment Management
    Conshohoken, PA
Previous Registrations
  • 2012-10-30 → 2017-12-31
    Rkm Advisors Inc
    West Chester, PA
  • 2010-11-03 → 2012-08-31
    Mml Investors Services, Llc
    Exton, PA
  • 1996-03-27 → 2008-11-26
    Capital & Security Management Inc
    West Chester, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-10-06
S65 Uniform Investment Adviser Law Examination 1994-10-14
  • S63 Uniform Securities Agent State Law Examination
    2010-10-06
  • S65 Uniform Investment Adviser Law Examination
    1994-10-14
Designations

View on SEC IAPD

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