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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2019-12-04 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
100 Winners Circle, Suite 410, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide | Brentwood | TN | 04/2010 | 12/2018 |
| Nationwide Securities Llc | Brentwood | TN | 04/2010 | 12/2018 |
| Millennium Brokerage Group | Brentwood | TN | 01/2019 | 03/2025 |
| The Leaders Group, Inc. | Littleton | CO | 03/2019 | Present |
| The Yates Agency | Kingsport | TN | 03/2025 | Present |
1.) LIFE AND FINANCIAL LEADER - 4/7/2025 - 309 Princeton Road, Johnson City, TN 37601 - Division Leader, Lead fixed life and annuity division for HighStreet Partners property casualty branch, Not Invt Rel, Insurance Business, 160 hrs/mo; 140 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC - 12/4/2019 - 475 Springfield Ave, Suite 1, Summit NJ 07901 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-27 |
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