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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States
90 East Halsey Road Suite 335, Parsippany, NJ 07054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | New York | NY | 10/2014 | 11/2017 |
| Mml Investors Services, Llc | New York | NY | 03/2017 | 11/2017 |
| Prudential Insurance Company Of America | Basking Ridge | NJ | 11/2017 | Present |
| Pruco Securities, Llc. | Basking Ridge | NJ | 11/2017 | 11/2024 |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 11/2024 | Present |
1) 03/03/2025- Prudential- Property and Casualty- Try to sell Home & Auto via Plymouth Rock- inv. related- at Parsippany, NJ- start date 11/21/2018- 1hr/mnth-1hr during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-31 |
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