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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-21 |
Branch Locations
4309 Linglestown Road, Ste 210, Harrisburg, PA 17112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Harrisburg | PA | 10/2005 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Harrisburg | PA | 10/2005 | 07/2021 |
| Letip International Capital City Chapter | Mesa | AZ | 09/2012 | 11/2020 |
| Lpl Financial Llc | Harrisburg | PA | 07/2021 | Present |
1) 07/29/2021 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start 2005 - 1 Hr/Mth 2) 05/03/2022 - Advisemint Financial Partners-Harrisburg Area - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2022 - 1600 Hours Per Month/100 Hours During Securities Trading. 3) 10/06/2022 - ModernLife - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent broker/agent - Start Date 09/19/2022 - 5 Hours Per Month/5 Hours During Securities Trading 4) 01/20/2026 - Wealth EmpowerMint Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2026 - 120 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-22 |
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