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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-21
  • PA RA
    APPROVED
    Since 2021-07-21

Branch Locations

4309 Linglestown Road, Ste 210, Harrisburg, PA 17112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Harrisburg PA 10/2005 07/2021
Various Insurance Carriers For W & R Insurance Agencies Harrisburg PA 10/2005 07/2021
Letip International Capital City Chapter Mesa AZ 09/2012 11/2020
Lpl Financial Llc Harrisburg PA 07/2021 Present
  • 10/2005 → 07/2021
    Waddell & Reed, Inc.
    Harrisburg, PA
  • 10/2005 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Harrisburg, PA
  • 09/2012 → 11/2020
    Letip International Capital City Chapter
    Mesa, AZ
  • 07/2021 → Present
    Harrisburg, PA
Previous Registrations
  • 2014-03-03 → 2021-07-21
    Waddell & Reed
    Harrisburg, PA
    Camp Hill, PA
    Hamden, CT
    Harrisburg, PA
    Camp Hill, PA
Other Businesses

1) 07/29/2021 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start 2005 - 1 Hr/Mth 2) 05/03/2022 - Advisemint Financial Partners-Harrisburg Area - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2022 - 1600 Hours Per Month/100 Hours During Securities Trading. 3) 10/06/2022 - ModernLife - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent broker/agent - Start Date 09/19/2022 - 5 Hours Per Month/5 Hours During Securities Trading 4) 01/20/2026 - Wealth EmpowerMint Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2026 - 120 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-29
S63 Uniform Securities Agent State Law Examination 1996-07-22
  • S65 Uniform Investment Adviser Law Examination
    2021-03-29
  • S63 Uniform Securities Agent State Law Examination
    1996-07-22
Other Names
  • Emily Dailey

View on SEC IAPD

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