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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-06-01 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
2450 Peralta Blvd. #212E, Fremont, CA 94536 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| San Francisco Associates | San Francisco | CA | 10/1994 | Present |
| Dfs | Sf | CA | 04/1995 | Present |
| Union Central Life | Cincinnati | OH | 06/1999 | Present |
| Carillon Investments, Inc. | Cincinnati | OH | 07/1999 | Present |
| Parkland Securities | Ann Arbor | MI | 08/2014 | Present |
1. JENNIFER TAN FINANCIAL GROUP: SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES 2. MORTGAGE CONSULTANT/ADVISOR-PORTFOLIO LENDING, INC.: PROVIDE ADVICE TO PROSPECTIVE IF IT MAKES SENSE TO REFINANCE. 3. Alliance Bay Realty/Alliance Bay Funding, Inc. - REAL ESTATE SALES. Start date: 2/9/16. Approx. 15% time spent with OBA. 4. THOMAS EASTRIDGE, ATTORNEY AT LAW - PART TIME WORK. TRANSLATOR FOR ATTORNEY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-26 |
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