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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2015-12-11 |
Branch Locations
24 Shipyard Drive Suite 201, Hingham, MA 02043 • United States
346 Commercial Street, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flagship Harbor Advisors, Llc | Hingham | MA | 12/2015 | Present |
| Lpl Financial, Llc | Hingham | MA | 12/2015 | Present |
(1) 12/10/2015: ChartHouse Capital, LLC - Non-Variable Insurance - Investment Related - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - Started 12/11/2015 - 1 Hr/Mo; 1 Hour During Securities Trading; 1% Time Spent - Term, whole life, fixed annuities, LTC (2) 12/10/2015: ChartHouse Capital, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - Started 12/11/2015 - 20 Hr/Mo; 1 Hour During Securities Trading; 5% Time Spent (3) 02/08/2016: Flagship Harbor Advisors - Registered Investment Advisor Hybrid - DBA: (Hybrid) Flagship Harbor Advisor - Investment Related - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - Started 12/11/2015 - 140 Hr/Mo; 7 Hour During Securities Trading; 95% Time Spent (4) 03/30/2016: Flagship Harbor Advisors - Registered Investment Advisor DBA - DBA: (Hybrid) ChartHouse Capital, LLC - Investment Related - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - Started 12/11/2015 - 140 Hr/Mo; 7 Hour During Securities Trading; 95% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in December, 2015. I expect to spend approximately 95% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 1/30/2019 - Habeeb Law - Investment Related - 24 Shipyard Dr., Suite 201, Hingham, MA 02043 - Real Estate Rental - Started 02/01/2019 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-09 |
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