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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-12-11
  • MA RA
    APPROVED
    Since 2015-12-11

Branch Locations

24 Shipyard Drive Suite 201, Hingham, MA 02043 • United States

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flagship Harbor Advisors, Llc Hingham MA 12/2015 Present
Lpl Financial, Llc Hingham MA 12/2015 Present
Previous Registrations
Other Businesses

(1) 12/10/2015: ChartHouse Capital, LLC - Non-Variable Insurance - Investment Related - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - Started 12/11/2015 - 1 Hr/Mo; 1 Hour During Securities Trading; 1% Time Spent - Term, whole life, fixed annuities, LTC (2) 12/10/2015: ChartHouse Capital, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - Started 12/11/2015 - 20 Hr/Mo; 1 Hour During Securities Trading; 5% Time Spent (3) 02/08/2016: Flagship Harbor Advisors - Registered Investment Advisor Hybrid - DBA: (Hybrid) Flagship Harbor Advisor - Investment Related - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - Started 12/11/2015 - 140 Hr/Mo; 7 Hour During Securities Trading; 95% Time Spent (4) 03/30/2016: Flagship Harbor Advisors - Registered Investment Advisor DBA - DBA: (Hybrid) ChartHouse Capital, LLC - Investment Related - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - Started 12/11/2015 - 140 Hr/Mo; 7 Hour During Securities Trading; 95% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in December, 2015. I expect to spend approximately 95% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 1/30/2019 - Habeeb Law - Investment Related - 24 Shipyard Dr., Suite 201, Hingham, MA 02043 - Real Estate Rental - Started 02/01/2019 - 0 Hours Per Month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-02
S63 Uniform Securities Agent State Law Examination 1999-06-09
  • S65 Uniform Investment Adviser Law Examination
    1999-07-02
  • S63 Uniform Securities Agent State Law Examination
    1999-06-09

View on SEC IAPD

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