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James Peter Barbara

J.P. Morgan Securities LLC

El Segundo, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-06
TX RA APPROVED 2026-08-06
  • CA RA
    APPROVED
    Since 2026-08-06
  • TX RA
    APPROVED
    Since 2026-08-06

Branch Locations

222 Pacific Coast Hwy Suite 11W151, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc El Segundo CA 07/2026 Present
Jpmorgan Chase Bank, N.A. El Segundo CA 07/2026 Present
Jeffries Llc Los Angeles CA 05/2023 07/2026
Mammoth Mountain Ski Area Llc Mammoth Lakes CA 10/2024 06/2026
City National Bank Los Angeles CA 10/2014 05/2023
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    El Segundo, CA
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    El Segundo, CA
  • 05/2023 → 07/2026
    Jeffries Llc
    Los Angeles, CA
  • 10/2024 → 06/2026
    Mammoth Mountain Ski Area Llc
    Mammoth Lakes, CA
  • 10/2014 → 05/2023
    City National Bank
    Los Angeles, CA
Previous Registrations
  • 2023-05-24 → 2026-08-12
    Jefferies Investment Advisers Llc
    Los Angeles, CA
    New York, NY
  • 2023-05-10 → 2023-08-14
    Leucadia Asset Management Llc
    Los Angeles, CA
    New York, NY
  • 2014-10-29 → 2023-05-23
    Rbc Securities, Inc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Long Beach, CA
    Los Angeles, CA
  • 2011-01-03 → 2014-10-17
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
    Minneapolis, MN
    El Segundo, CA
  • 2009-08-20 → 2011-01-03
    Wells Fargo Investments, Llc
    El Segundo, CA
  • 2007-05-29 → 2009-08-31
    Citigroup Global Markets Inc.
    Los Angeles, CA
    Los Angeles, CA
  • 2006-12-05 → 2007-05-29
    Citicorp Investment Services
    Los Angeles, CA
  • 2006-05-09 → 2006-08-17
    Citicorp Investment Services
    Los Angeles, CA
  • 2005-11-04 → 2006-08-14
    Citigroup Global Markets Inc.
    Los Angeles, CA
    Los Angeles, CA
  • 2002-04-19 → 2005-12-02
    Citicorp Investment Services
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-01
S63 Uniform Securities Agent State Law Examination 1994-11-08
  • S65 Uniform Investment Adviser Law Examination
    1998-06-01
  • S63 Uniform Securities Agent State Law Examination
    1994-11-08
Other Names
  • James P Barbara
  • J. Peter Barbara

View on SEC IAPD

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