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3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-10-23 |
Branch Locations
Manchester, MD • United States
3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Asset Management, Ltd. | Westminster | MD | 09/2003 | Present |
| H. Beck, Inc. | Bethesda | MD | 07/2012 | 12/2016 |
| Sera Capital Management, Llc | Annapolis | MD | 12/2016 | 06/2021 |
| Redwood Private Wealth Llc | Phoenix | AZ | 06/2021 | Present |
| Brookwood Investment Group | Phoenix | AZ | 04/2025 | Present |
1).STRATEGIC ASSET MANAGEMENT; NON-INVESTMENT RELATED; 239 EAST MAIN STREET, WESTMINSTER MD 21157; INSURANCE SALES, PRESIDENT& INSURANCE PRODUCER SINCE 07/2015: NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 2). REDWOOD TAX SPECIALISTS, NON-INVESTMENT RELATED; 19720 JETTON ROAD, 3RD FLOOR, CORNELIUS, NC 28031; INSURANCE AGENCY; MANAGING DIRECTOR SINCE 01/2020; HOURS PER MONTH: 20, TRADING HOURS: SOME TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-12-23 |
| S65 | Uniform Investment Adviser Law Examination | 1994-09-21 |
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