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Current Employers
Brookwood Investment Group

3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-10-23
  • MD RA
    APPROVED
    Since 2025-10-23

Branch Locations

Manchester, MD • United States

3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Asset Management, Ltd. Westminster MD 09/2003 Present
H. Beck, Inc. Bethesda MD 07/2012 12/2016
Sera Capital Management, Llc Annapolis MD 12/2016 06/2021
Redwood Private Wealth Llc Phoenix AZ 06/2021 Present
Brookwood Investment Group Phoenix AZ 04/2025 Present
  • 09/2003 → Present
    Strategic Asset Management, Ltd.
    Westminster, MD
  • 07/2012 → 12/2016
    H. Beck, Inc.
    Bethesda, MD
  • 12/2016 → 06/2021
    Annapolis, MD
  • 06/2021 → Present
    Redwood Private Wealth Llc
    Phoenix, AZ
  • 04/2025 → Present
    Phoenix, AZ
Previous Registrations
  • 2021-06-28 → 2025-03-31
    Redwood Private Wealth
    Westminster, MD
    Phoenix, AZ
  • 2016-12-15 → 2021-07-14
    Westminster, MD
    Annapolis, MD
    Westminster, MD
  • 2012-07-19 → 2016-12-15
    Grove Point Investments, Llc
    Rockville, MD
    Westminster, MD
  • 2011-10-12 → 2012-06-18
    Baltimore, MD
  • 2005-04-12 → 2010-12-22
    Strategic Asset Management, Ltd.
    Westminster, MD
  • 1997-07-29 → 2005-12-31
    Raymond James Financial Services, Inc.
    Westminster, MD
    Towson, MD
    Westminster, MD
Other Businesses

1).STRATEGIC ASSET MANAGEMENT; NON-INVESTMENT RELATED; 239 EAST MAIN STREET, WESTMINSTER MD 21157; INSURANCE SALES, PRESIDENT& INSURANCE PRODUCER SINCE 07/2015: NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 2). REDWOOD TAX SPECIALISTS, NON-INVESTMENT RELATED; 19720 JETTON ROAD, 3RD FLOOR, CORNELIUS, NC 28031; INSURANCE AGENCY; MANAGING DIRECTOR SINCE 01/2020; HOURS PER MONTH: 20, TRADING HOURS: SOME TRADING HOURS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-23
S65 Uniform Investment Adviser Law Examination 1994-09-21
  • S63 Uniform Securities Agent State Law Examination
    1994-12-23
  • S65 Uniform Investment Adviser Law Examination
    1994-09-21

View on SEC IAPD

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