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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-12-01 |
| CT | RA | APPROVED | 2005-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 10/2005 | Present |
| Bank Of America,N.A. | Greenwich | CT | 06/2011 | Present |
I*2215316, Entity Type: Not for Profit, Name of OBA: New Canaan Winter Club, Address: New Canaan, CT 06840 Investment Related: No, Position, Title, Association: Member, Policy Committee, Employee State Date: 02-24-2025, No Hours: 4-6 monthly , No Hours during Trading: 0 , Duties: Hockey Policy Committee - Helping select teams at tryouts, set policy around hockey team size, coaching, etc I*433953, Entity Type: , Name of OBA: The Country Club of New Canaan, Address: New Canaan, Connecticut, 06840, Investment Related: N, Position, Title, Association: Committee, Board Member, Director, Employee Start Date: 04/30/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: As Chair of Green & Grounds Committee I will help coordinate the planning of short and long term projects for improvements to the grounds and buildings at the club. A new maintenance facility is needed and being planned for 2027 start date, and new pump house and irrigation is being planned for 2028/2029. There will be discussion around when to aerate the course, fescue planting and maintenance, divot and ball mark repairs, drainage, new tee boxes, etc. The Country Club of New Canaan was formed for the maintenance and operation of a private country club (the Club) for the pleasure, recreation, social enjoyment and other non-profit purposes of the Clubs members (the Members) and any other lawful purposes incidental thereto permitted under the Connecticut Business Corporation Act (the Act). The Country Club of New Canaan is my family's country club for golf & racquet sports as a family, use of pool in summers, dining, and events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-01 |
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