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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-02 |
| SC | RA | APPROVED | 2021-11-02 |
| TX | RA | APPROVED | 2019-07-01 |
| NJ | RA | APPROVED | 2019-03-11 |
Branch Locations
61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States
Hilton Head Island, SC • United States
Randolph, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Paramus | NJ | 06/2009 | 06/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2017 |
| Ubs Financial Services Inc | Paramus | NJ | 06/2017 | Present |
1) R.B. Article III Trust U/A dtd 01/20/2000 M.L., TTEE / Trust Account / 12 Dempsey Avenue Apt. 2 / Edgewater / New Jersey / United States / 07020 I am the trustee / Active / USD / 4000 /// 2) 14 Dempsey LLC / Trust / real estate family property / Proprietor / owner 3) R.A. Irrev Tr U/A 05/31/2008, FBO E.L., M.L. TTEE, Trust for my child, make investment decisions, START DATE-5/31/2008, edgewater New JerseyUnited States-07020.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-19 |
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