Jordan Haskell Waxman

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-10
NY	RA	APPROVED	2021-03-18

FL RA
APPROVED

Since 2025-02-10
NY RA
APPROVED

Since 2021-03-18

Branch Locations

Boca Raton, FL • United States

512 W 22Nd Street, 7Th Floor, New York, NY 10011 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hightower Advisors, Llc	New York	NY	03/2012	Present
Hightower Securities, Llc	New York	NY	03/2012	Present

03/2012 → Present

Hightower Advisors, Llc

New York, NY
03/2012 → Present

Hightower Securities, Llc

New York, NY

Previous Registrations

2002-01-28 → 2012-03-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

New York, NY

Other Businesses

1) TRUSTEE FOR THE FOLLOWING TRUSTS: LILY FRANCES WAXMAN TRUST, JACOB HARRISON WAXMAN TRUST AND JONAH GABRIEL WAXMAN TRUST;; FIDUCIARY DUTIES TAKING APPROXIMATELY 1 HOUR PER MONTH FOR EACH TRUST. 2) Manager 290 Beowawie, LLC, Start Date 7/24/2019. Boca Raton, FL. Investment related. LLC is the cash value of a life insurance policy on David Johnson. Time spent 2 hours per month during securities trading hours. Duties are investment management. 3) Cobblestone Total Return Fund, LLC- Insurance dedicated fund manager. 874 Walker Road, Suite C, Dover DE 19904. Date OBA will begin: 12/4/17; Description: will make investments in a variety of investments; approximately number of hours per month: 4; approximately number of hours during trading: 4. 4) Manager of Private Placement Life Insurance assets of Dr. Rob Thompson. Investment related. Boca Raton, FL. Start date 10/01/2019. Four hours per month during securities trading hours. 5) High Road Investors, LLC. Role: Managing Member. Description: LLC formed to make investments for Richard Steinberg and Jordan Waxman, equal members of the LLC. Investment related. Time spent: approximately 1 hour per month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-05
S63	Uniform Securities Agent State Law Examination	1994-09-09

S65 Uniform Investment Adviser Law Examination

2001-02-05
S63 Uniform Securities Agent State Law Examination

1994-09-09

View on SEC IAPD