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Radha M. Narayan

Ubs Financial Services Inc.

Palo Alto, CA

Hillsborough, CA

San Mateo, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-14
CA RA APPROVED 2009-05-15
  • TX RA
    APPROVED_RES
    Since 2022-11-14
  • CA RA
    APPROVED
    Since 2009-05-15

Branch Locations

305 Lytton Avenue, Palo Alto, CA 94301 • United States

Hillsborough, CA • United States

400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 05/2009 Present
Other Businesses

LAYNE TENENBAUM UTMA / TRUST FOR A CHILD / CUSTODIAN / TRUSTEE / TRUSTEE FOR COLLEAGUE'S DAUGHTER / START DATE 06/01/2007.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-06
S63 Uniform Securities Agent State Law Examination 1994-09-09
  • S65 Uniform Investment Adviser Law Examination
    2001-02-06
  • S63 Uniform Securities Agent State Law Examination
    1994-09-09
Other Names
  • Radha Murthy Narayan
  • Radha Krishna Murthy
  • Radha Murthy Narayan
  • Radha Narayan

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA
CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA
DCVC · PALO ALTO, CA
DCVC BIO · PALO ALTO, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA
WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

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