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Current Employers
Burgess Investment Management And Research Inc.

120 Adelaide Street West Suite 2500, Toronto, Ontario M5H 1T1 • Canada

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-20
  • TX RA
    APPROVED_RES
    Since 2023-03-20

Branch Locations

120 Adelaide Street West Suite 2500, Toronto, Ontario M5H 1T1 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Burgess Investment Management And Research Inc. Toronto 06/2018 Present
Newhaven Asset Management Inc. (Formerly Cap Investment Mgmt) Toronto 09/2003 06/2018
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-09
  • S63 Uniform Securities Agent State Law Examination
    1994-09-09

View on SEC IAPD

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