Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | San Francisco | CA | 12/2015 | 04/2017 |
| First Republic Investment Management, Inc. | San Francisco | CA | 12/2015 | 04/2017 |
| First Republic Securities Company, Llc | San Francisco | CA | 04/2017 | 10/2023 |
| First Republic Investment Management, Inc. | San Francisco | CA | 04/2017 | 09/2023 |
| J.P. Morgan Securities Llc | San Francisco | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 10/2023 | Present |
Name: Kellogg, Northwestern University Address: Evanston, Illinois Investment-related: Yes Nature of the business: Business School Role: Advisory Board of Kellogg Asset Management Practicum Start Date: January, 2005 Description of duties: The Board meets once a year, we discuss the curriculum and objectives, student performance and student feedback. My role does not involve any investment decisions. Number of hours each month: 1 hour Number of hours during trading: None
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-26 |
Reach out to this advisor