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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

San Francisco, CA • United States

1 Front Street, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc San Francisco CA 12/2015 04/2017
First Republic Investment Management, Inc. San Francisco CA 12/2015 04/2017
First Republic Securities Company, Llc San Francisco CA 04/2017 10/2023
First Republic Investment Management, Inc. San Francisco CA 04/2017 09/2023
J.P. Morgan Securities Llc San Francisco CA 09/2023 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 10/2023 Present
  • 12/2015 → 04/2017
    First Republic Securities Company, Llc
    San Francisco, CA
  • 12/2015 → 04/2017
    First Republic Investment Management, Inc.
    San Francisco, CA
  • 04/2017 → 10/2023
    First Republic Securities Company, Llc
    San Francisco, CA
  • 04/2017 → 09/2023
    First Republic Investment Management, Inc.
    San Francisco, CA
  • 09/2023 → Present
    San Francisco, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
Previous Registrations
  • 2015-12-08 → 2025-03-20
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
  • 2008-09-25 → 2015-12-28
    Credit Suisse Securities (Usa) Llc
    Los Angeles, CA
  • 2002-08-19 → 2008-10-07
    Lehman Brothers Inc.
    Los Angeles, CA
    New York, NY
    Los Angeles, CA
  • 1997-07-08 → 2002-08-27
    Morgan Stanley & Co. Llc
    Los Angeles, CA
Other Businesses

Name: Kellogg, Northwestern University Address: Evanston, Illinois Investment-related: Yes Nature of the business: Business School Role: Advisory Board of Kellogg Asset Management Practicum Start Date: January, 2005 Description of duties: The Board meets once a year, we discuss the curriculum and objectives, student performance and student feedback. My role does not involve any investment decisions. Number of hours each month: 1 hour Number of hours during trading: None

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-19
S63 Uniform Securities Agent State Law Examination 1994-08-26
  • S65 Uniform Investment Adviser Law Examination
    1994-09-19
  • S63 Uniform Securities Agent State Law Examination
    1994-08-26
Designations
Other Names
  • Robin Yoshimura
  • Robin Kerry Yoshimura

View on SEC IAPD

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