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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-24 |
| FL | RA | APPROVED | 2025-07-23 |
Branch Locations
Bonita Springs, FL • United States
999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Easter Seals | Silver Springs | MD | 03/2016 | 09/2016 |
| Indepentdent Consultant | Malvern | PA | 10/2016 | 11/2017 |
| The Prudential Insurance Company Of America | Bonita Springs | FL | 04/2022 | 06/2025 |
| Pruco Securities Llc | Bonita Springs | FL | 04/2022 | 11/2024 |
| Lpl Enterprise, Llc | Bonita Springs | FL | 11/2024 | 07/2025 |
| Mml Investors Services, Llc | Naples | FL | 07/2025 | Present |
| Massmutual Life Insurance Company | Naples | FL | 07/2025 | Present |
| First Command Brokerage Services, Inc | Estero | FL | 10/2017 | 04/2022 |
| First Command Advisory Services | Bonita Beach | FL | 10/2017 | 03/2022 |
(1)Name: Barbara Doyne Inv rel: Y Add: At Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start date: 04/12/2022 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Life, Disability, Long-term care, Fixed annuities, and Health (2)Name: BARJ Partners LLC Inv rel: Y Add: 235 Bridge Street, Phoenixville, PA 19460 Nature: Owner/Partner of Real Estate LLC Position: Owner/Partner Start date: 06/14/2007 No. HR/MO: 0 No. HR/MO during sec trading: 0 (3)Name: 235 Bridge Street LP Inv rel: Y Add: 235 Bridge Street, Phoenixville, PA 19460 Nature: Owner/Partner of Real Estate LP used for tax and investment purposes Position: Owner/Partner Start date: 06/14/2007 No. HR/MO: 0 No. HR/MO during sec trading: 0 (4)Name: Hudson Creek Canines Inv rel: N Add: 1277 Centre Road, Rhinebeck, NY 12572 Nature: Board Service Position: Secretary Start date: 08/24/2025 No. HR/MO: 1 No. HR/MO during sec trading: 0 Duties: Keep meeting minutes, gives notices, custodian for corporate records, keeps registers of each director. Other possible secretary time functions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-30 |
| S65 | Uniform Investment Adviser Law Examination | 1996-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-31 |
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