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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-03-18 |
| CA | RA | APPROVED | 2024-03-15 |
| TX | RA | APPROVED | 2024-03-15 |
Branch Locations
2361 Rosecrans Ave Suite 460, El Segundo, CA 90245-7910 • United States
Hermosa Beach, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | El Segundo | CA | 07/2016 | 03/2024 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2018 | 03/2024 |
| Rbc Capital Markets, Llc | Missoula | MT | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-16 |
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