Nathan Paul Auclair

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-08
SC	RA	APPROVED	2023-03-13
NM	RA	APPROVED	2023-03-08
PA	RA	APPROVED	2023-03-08
RI	RA	APPROVED	2023-03-08
NJ	RA	APPROVED	2019-09-23
FL	RA	APPROVED	2019-09-18
CA	RA	APPROVED	2019-09-17
CT	RA	APPROVED	2019-09-17
ME	RA	APPROVED	2019-09-17
MA	RA	APPROVED	2018-11-02
NH	RA	APPROVED	2018-11-02

TX RA
APPROVED_RES

Since 2023-08-08
SC RA
APPROVED

Since 2023-03-13
NM RA
APPROVED

Since 2023-03-08
PA RA
APPROVED

Since 2023-03-08
RI RA
APPROVED

Since 2023-03-08
NJ RA
APPROVED

Since 2019-09-23
FL RA
APPROVED

Since 2019-09-18
CA RA
APPROVED

Since 2019-09-17
CT RA
APPROVED

Since 2019-09-17
ME RA
APPROVED

Since 2019-09-17
MA RA
APPROVED

Since 2018-11-02
NH RA
APPROVED

Since 2018-11-02

Branch Locations

Danville, NH • United States

23 Keewaydin Drive Suite 205, Salem, NH 03079 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator Investors, Inc.	Boston	MA	06/1994	11/2018
Osaic Wealth, Inc.	Andover	MA	11/2018	Present

06/1994 → 11/2018

Signator Investors, Inc.

Boston, MA
11/2018 → Present

Osaic Wealth, Inc.

Andover, MA

Previous Registrations

2007-03-19 → 2018-11-02

Signator Investors, Inc.

Andover, MA

Andover, MA

Other Businesses

1. POINTES NORTH WEALTH MANAGEMENT, LLC POSITION: Founding Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/25/2019 ADDRESS: 23 Keewaydin Drive, Suite 205, Salem NH 03079, United States DESCRIPTION: General office administration 2. EXECUTOR FOR CHRISTINE AUCLAIR, STEP MOTHER POSITION: Executor NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2022 ADDRESS: 8 Gorton Drive, Danville NH 03819, United States DESCRIPTION: Christine Auclair, Step Mother, named me executor of her estate. I am also a 1/3 beneficiary on all of her investment, banking, etc, accounts. I am the co-broker on her investment accounts as well along with S. Brent Balloch 3. EXECUTOR FOR PAULA AUCLAIR, MOTHER POSITION: Executor NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2022 ADDRESS: 8 Gorton Drive, Danville NH 03819, United States DESCRIPTION: Paula Auclair, mother, named me executor of her estate. I am also 1/3 beneficiary on all her investment, banking, real estate, etc, accounts. I am the co-broker on her investment accounts along with 4. POINTES NORTH WEALTH MANAGEMENT, LLC- FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/25/2019 ADDRESS: 23 Keewaydin Drive, Suite 205, Salem NH 03079, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-13
S63	Uniform Securities Agent State Law Examination	1994-08-19

S65 Uniform Investment Adviser Law Examination

2012-11-13
S63 Uniform Securities Agent State Law Examination

1994-08-19

Other Names

Nathan P Auclair

View on SEC IAPD