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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-22 |
| VA | RA | APPROVED | 2009-04-16 |
Branch Locations
1021 E. Cary Street Suite 1000, Richmond, VA 23219 • United States
725 Jackson Street Suite 204, Fredericksburg, VA 22401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott, Llc | Richmond | VA | 04/2009 | 08/2020 |
| Janney Montgomery Scott Llc | Richmond | VA | 08/2020 | Present |
1) UBER/LYFT; Not Investment Related; 1455 Market Street, San Francisco, CA 94103; Ride sharing; Ride share driver; 07/27/2018; 10 hrs/month; 1 hrs/day 2) Uber; Paid ride sharing services; 10309 Red Finch Ct Mechanicsville, VA 23116; start date 11/14/2018; compensation varies per ride; 4hrs/month; 1hr/day. Not investment-related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-03 |
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