Best Investors Account Sign in
Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-14
UT RA APPROVED 2025-12-15
CO RA APPROVED 2025-07-01
  • TX RA
    APPROVED_RES
    Since 2026-05-14
  • UT RA
    APPROVED
    Since 2025-12-15
  • CO RA
    APPROVED
    Since 2025-07-01

Branch Locations

Denver, CO • United States

1400 16Th Street Suite 450, Denver, CO 80202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Tampa FL 04/2006 Present
Alliance Bernstein Denver CO 06/2025 Present
Previous Registrations
  • 2000-12-19 → 2025-07-01
    Tampa, FL
    Tampa, FL
    Tampa, FL
    Weehawken, NJ
    Chesterfield, MO
    Weehawken, NJ
    Tampa, FL
    Naples, FL
    Bonita Springs, FL
    Fort Myers, FL
    St. Petersburg, FL
    Sarasota, FL
    Winter Park, FL
    Clearwater, FL
    Winter Haven, FL
    Naples, FL
    Tampa, FL
    Jacksonville, FL
    Jacksonville, FL
    Winter Park, FL
    Gainsville, FL
    Ponte Vedra Beach, FL
    Melbourne, FL
    Winter Haven, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-11
S63 Uniform Securities Agent State Law Examination 1994-09-23
  • S65 Uniform Investment Adviser Law Examination
    1994-10-11
  • S63 Uniform Securities Agent State Law Examination
    1994-09-23

View on SEC IAPD

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor