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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-14 |
| UT | RA | APPROVED | 2025-12-15 |
| CO | RA | APPROVED | 2025-07-01 |
Branch Locations
1400 16Th Street Suite 450, Denver, CO 80202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tampa | FL | 04/2006 | Present |
| Alliance Bernstein | Denver | CO | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-23 |
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