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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-05-14
  • IL RA
    APPROVED
    Since 2019-05-14

Branch Locations

300 Madison Avenue 29Th Floor, New York City, NY 10017 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lynsco Partners, Llc New York NY 04/2017 04/2019
Hightower Advisors, Llc New York NY 02/2015 04/2017
Hightower Securities, Llc New York NY 02/2015 04/2017
Hightower Securities, Llc New York NY 04/2019 Present
Hightower Advisors, Llc New York NY 04/2019 Present
  • 04/2017 → 04/2019
    Lynsco Partners, Llc
    New York, NY
  • 02/2015 → 04/2017
    New York, NY
  • 02/2015 → 04/2017
    Hightower Securities, Llc
    New York, NY
  • 04/2019 → Present
    Hightower Securities, Llc
    New York, NY
  • 04/2019 → Present
    New York, NY
Previous Registrations
Other Businesses

Lavallette Yacht Club; Investment Related - No; Lavallette, NJ; house committee member; Start Date - 04/2025; Approximately 2 hours per month with 0 hours during securities trading hours; House Committee supervises the management of the R to R Room, Commodore's Lounge and Junior Bar, the procuring and duties and activities of the stewards generally, opening and closing of the Club daily and for the season and any duties of a like nature.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-03
S63 Uniform Securities Agent State Law Examination 1994-09-08
  • S66 Uniform Combined State Law Examination
    2005-11-03
  • S63 Uniform Securities Agent State Law Examination
    1994-09-08
Other Names
  • Scott D Smith
  • Scott David Smith
  • Scott Smith

View on SEC IAPD

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