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John A Pellegrini

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annapolis, MD

New York, NY

Annapolis, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-12-21
TX RA APPROVED_RES 2019-07-18
DC RA APPROVED 2008-02-14
  • MD RA
    APPROVED
    Since 2022-12-21
  • TX RA
    APPROVED_RES
    Since 2019-07-18
  • DC RA
    APPROVED
    Since 2008-02-14

Branch Locations

1 Park Pl Investment Solutions Group, Annapolis, MD 21401 • United States

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch New York NY 05/2007 Present
  • 05/2007 → Present
    Merrill Lynch
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-22
S63 Uniform Securities Agent State Law Examination 1997-04-08
  • S65 Uniform Investment Adviser Law Examination
    1997-04-22
  • S63 Uniform Securities Agent State Law Examination
    1997-04-08
Other Names
  • John Anthony Pellegrini
  • John Pellegrini Pellegrini

View on SEC IAPD

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