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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-13
TN RA APPROVED 2016-09-01
  • TX RA
    APPROVED_RES
    Since 2017-03-13
  • TN RA
    APPROVED
    Since 2016-09-01

Branch Locations

104 Heritage Park Drive, Murfreesboro, TN 37129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Murfreesboro TN 01/1997 Present
Truist Advisory Services Atlanta GA 08/2016 Present
  • 01/1997 → Present
    Truist Investment Services, Inc.
    Murfreesboro, TN
  • 08/2016 → Present
    Truist Advisory Services
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-16
S63 Uniform Securities Agent State Law Examination 1994-09-12
  • S65 Uniform Investment Adviser Law Examination
    1994-09-16
  • S63 Uniform Securities Agent State Law Examination
    1994-09-12
Other Names
  • Thomas David Wellborn

View on SEC IAPD

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